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Series 10 Exam - General Securities Sales Supervisor General Module Study Guides, Text Books And Exam Prep Software

Series 10 Exam Information

Each Series 10 exam will be comprised of 145 questions based on the following topics

Supervision of Accounts & Sales Activities
- 94 Questions

Municipal Securities Regulations
- 20 Questions

Conduct of Associated Persons
- 14 Questions

Hiring, Qualifications & Continuing Education
- 9 Questions

Record Keeping Requirements
- 8 questions

Each Series 10 exam candidate will receive: * 145 questions * 4 hours to complete * 70 % = pass

Study Materials From The Securities Institute of America, Inc.

Series 10 Exam Text Book - Exam Prep Software - Online Coaching - Order Now !

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