Series 10 Exam Information
Each Series 10 exam will be comprised of 145 questions based on the following topics
Supervision of Accounts & Sales Activities
- 94 Questions
Municipal Securities Regulations
- 20 Questions
Conduct of Associated Persons
- 14 Questions
Hiring, Qualifications & Continuing Education
- 9 Questions
Record Keeping Requirements
- 8 questions
Each Series 10 exam candidate will receive: * 145 questions * 4 hours to complete * 70 % = pass
Study Materials From The Securities Institute of America, Inc.
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