Series 62 Exam Information



This exam is administered by The Financial Industry Regulatory Authority (FINRA) and provides an individual with the qualifications necessary to conduct business in most types of corporate securities, It is also one of the steps necessary in order for a member firm associate to register with FINRA. The Series 62 exam may be passed in order to take many other principal exams offered by FINRA. The exam covers the following topics:

Types & Characteristics of Securities & Investments - 25 Questions
The Market for Corporate Securities - 40 Questions
Evaluation of Securities & Investments -14 Questions
Handling Customer Accounts & Securities Industry Regulations - 36 Questions
TOTAL 115 Questions

Each candidate will be allowed 150 minutes to complete the examination. This time limit has been designed to provide enough time for all candidates to complete the exam. A score of 70% or higher is required to pass the series 62 exam. The examination is conducted as a closed book test. Upon completion of the examination, the score for each section and the overall test score will immediately be made available to the candidate.

Study Materials From The Securities Institute of America, Inc.

Series 62 Exam Text Book - Exam Prep Software - Online Coaching - Order Now !