Series 66 Exam Information



The Uniform Combined State Law Examination was developed by NASAA The North American Securities Administrators Association. The examination is designed to qualify candidates as both securities agents and investment adviser representatives.

The exam covers topics that have been determined to be necessary to provide investment advice and effect securities transactions for clients. The examination consists of 100 multiple-choice questions and 10 pretest questions. Applicants are allowed 150 minutes to complete the examination. The examination is conducted as a closed-book test. Upon completion of the examination, the score for each section and the overall test score will immediately be made available to the candidate.

The examination is administered by the NASD. The fee for taking the examination is $113. To schedule a candidate for examination, a firm should file an electronic Form U-4 or an individual should file a Form U-10 and pay the fee.

Ethics and legal guidelines - 20 questions
Investment Analysis, Recommendations & Strategies - 20 questions
Blue Sky Laws - 50 questions
Federal Securities Laws - 10 questions

Study Materials From The Securities Institute of America, Inc.

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