Series 6 Exam Information



This exam is administered by The Financial Industry Regulatory Authority (FINRA). Upon successful completion of the Series 6, an individual will have the qualifications needed to sell mutual funds and variable annuities.

Securities Markets, Investment Securities, & Economic Factors - 8 Questions - 8%
Securities and Tax Regulation - 23 Questions - 23%
Marketing, Prospecting and Sales Presentations - 18 Questions - 18%
Evaluation of Customers - 13 Questions - 13%
Investment Company Securities & Variable Contracts - 26 Questions - 26%
Opening & Servicing Customer Accounts - 12 Questions - 12%
TOTAL - 100 Questions - 100%

Time Limit: 2 hours and 15 minutes

Number of Questions: 100

Passing Score: 70%

Format: Multiple Choice

Enrollment Fee: $75 US. Note that this is the examination enrollment fee ONLY--other fees may also apply. Please visit the NASD Registration / Exam Fee Schedule for more information

Prerequisites: You must be sponsored by a firm who is a member of the NASD or is a Self Regulatory Organization (SRO).

Corequisites: N/A

Exam Date(s): Any weekday

Exam Locations: Find your U.S. or international exam center Click Here

Official Exam Website: www.finra.org

Study Materials From The Securities Institute of America, Inc.

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